Join an independent wealth advisory firm that gives you access to a wide array of customizable strategies with all the support functions necessary to help you focus on doing what you do best: helping your clients achieve their investment, estate and financial goals.
Advantages
- Ownership of client relationships
- Easy access to full range of resources
- Operation and administrative support
- Built-in infrastructure
Learn more about the benefits of joining Provenance Wealth Advisors (PWA) and how we can help you to grow your business.
Let’s Get Started
e-Brochures
Benefits and Payouts
Agreements
Directorship
Advisor Transition Guide
Resources and Support
Investment and Research
In-house analysts and researchers, including four certified financial analysts (CFAs), to closely monitor the markets, develop investment models, execute trades and provide you and your clients with critical and timely investment strategy guidance. Our Investment and Research Group further supports your regular communications with clients by writing quarterly market updates for delivery directly to your clients’ inboxes.
Financial Planning
PWA has a dedicated Planning Department made up of skilled professionals, including certified financial planners (CFPs)*, who work with you to do the heavy lifting of developing financial plans tailored to your specifications and customized to your client’s distinct needs. You quarterback the planning team, providing details to help them assess your clients’ current financial circumstances and develop comprehensive action plans to meet short and long-term goals.
*Martha Swain, CLU, ChFC, CFP® and Jessica Pendergraft, CFP®, CDFA®
Operations and Compliance
Our team approach to financial advisory services is supplemented by operational support specialists who help to ensure that you and your clients enjoy a stress-free and seamless transition to our financial planning platform. They take care of all of the required paperwork for establishing new accounts, updating beneficiary forms, moving money and so much more. In addition, we have a dedicated team that manages all regulatory compliance requirements.
Insurance Planning
Our team includes insurance professionals who are adept at auditing existing insurance programs and processing new policies. We look at performance, proper ownership, beneficiary designations and a myriad of details that can work against goals. Many individuals acquire insurance to meet a specific goal, sometimes long ago or for forgotten reasons. We reevaluate the strategy based on the financial plan and make adjustments that better suit your client’s situation. Our planners understand how insurance fits into a comprehensive plan.
Marketing
Our marketing team equips you with the appropriate tools to help you develop new business, build your referral network, and maintain existing client relationships. They help you leverage our robust website, featuring original content, videos, and podcasts, guide you through the use of social media and create and manage special events that put you in front of clients and prospects. In addition, our dedicated ghostwriter works with you to build a library of articles that demonstrate your expertise and raise your profile as a financial planning thought leader.
Infrastructure and Technology
CLASS A OFFICE SPACE
In Miami, Fort Lauderdale, Boca Raton and West Palm Beach, Fla., as well as satellite offices in Sarasota, Fla., Cincinnati, and New York City. Each office is equipped with meeting rooms and the latest technology to enhance your interactions with clients, streamline your responsibilities and improve your ability to deliver high quality services.
LATEST TECHNOLOGY
As a member of our firm, you will have access to our full range of IT resources, including video conferencing, VOIP calling, document storage and a robust CRM system. In addition, we provide our advisors with 24/7 Help Desk support delivered by a dedicated staff of IT professionals, who keep laptops, security software and other equipment up-to-date and help to remove the barriers you may face utilizing the latest technologies.
ENCRYPTED CLIENT PORTAL
For your clients, we provide an online portal where they can gain secure and encrypted access to their accounts and important documentation from anywhere.